Our Staff has compiled our research into a database of FINRA Broker Disclosures for Santander Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Caron | 5624399 | 1 | 04/16/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Elliot Veras | 6804418 | 1 | 12/21/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Stewart Fleming | 6850220 | 1 | 02/26/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |