Our Staff has compiled our research into a database of FINRA Broker Disclosures for Santander Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew F Morris | 2009038 | 2 | 04/10/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Juan S Alzate | 6304351 | 1 | 08/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Martin C Kennedy | 6674786 | 2 | 04/27/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carlos Arturo Vargas | 2464058 | 1 | 03/28/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Martin C Kennedy | 6674786 | 2 | 03/26/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gerardo D Ventresca | 2185660 | 1 | 02/27/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeannine Rafaela Tria Zamora | 6016422 | 1 | 06/02/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Angelina Ritchens | 7208849 | 1 | 02/24/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tisha Nichol Evans | 4693102 | 1 | 05/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rossanna A Lopez Reinoso | 6823438 | 1 | 09/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |