Our Staff has compiled our research into a database of FINRA Broker Disclosures for Santander Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Martin C Kennedy | 6674786 | 2 | 04/27/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carlos Arturo Vargas | 2464058 | 1 | 03/28/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Martin C Kennedy | 6674786 | 2 | 03/26/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tisha Nichol Evans | 4693102 | 1 | 05/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Elaine Marrero | 6751733 | 1 | 06/07/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kristine J Jakubczak | 7112566 | 3 | 04/03/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kristine J Jakubczak | 7112566 | 3 | 04/03/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kristine J Jakubczak | 7112566 | 3 | 04/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nico Rawinder Singh Sethi | 5985008 | 4 | 04/03/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Nico Rawinder Singh Sethi | 5985008 | 4 | 04/18/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |