Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citizens Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Samuel Osapa Yawson | 6110627 | 1 | 02/26/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Frank Wesley Morgan | 4804435 | 1 | 04/03/2017 | Customer Dispute | Settled | $9,949.60 | $0.00 | See FINRA Report |
| Urja S Shah | 5713515 | 2 | 02/27/2017 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Thomas Edward Austin | 1959580 | 4 | 02/16/2017 | Customer Dispute | Settled | $21,805.60 | $0.00 | See FINRA Report |
| Joseph Michael Lonobile | 1297824 | 2 | 05/03/2016 | Customer Dispute | Settled | $56,401.80 | $0.00 | See FINRA Report |
| Shilpa C Patel | 4139937 | 1 | 03/24/2016 | Customer Dispute | Settled | $8,485.80 | $0.00 | See FINRA Report |
| Scott Alan Coppock | 5343465 | 1 | 03/11/2016 | Customer Dispute | Settled | $15,550.00 | $0.00 | See FINRA Report |
| Michael Charles Banwell | 2033359 | 3 | 12/02/2015 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Katy Demarco Biddle | 5120310 | 1 | 11/06/2015 | Customer Dispute | Settled | $7,842.80 | $0.00 | See FINRA Report |
| Suzanne Saville | 4725826 | 1 | 08/24/2015 | Customer Dispute | Settled | $8,965.75 | $0.00 | See FINRA Report |