Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citizens Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Samuel Osapa Yawson | 6110627 | 1 | 02/26/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Francis Asugya Abanga | 5430296 | 1 | 12/09/2019 | Customer Dispute | Settled | $1,996.57 | $0.00 | See FINRA Report |
| Urja S Shah | 5713515 | 2 | 02/27/2017 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Thomas Edward Austin | 1959580 | 4 | 02/16/2017 | Customer Dispute | Settled | $21,805.60 | $0.00 | See FINRA Report |
| Brian P Nagle | 6247178 | 1 | 05/11/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Scott Alan Coppock | 5343465 | 1 | 03/11/2016 | Customer Dispute | Settled | $15,550.00 | $0.00 | See FINRA Report |
| Katy Demarco Biddle | 5120310 | 1 | 11/06/2015 | Customer Dispute | Settled | $7,842.80 | $0.00 | See FINRA Report |
| Charles Calogero Locicero | 2544882 | 2 | 01/22/2015 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
| Michael Santifort | 4115162 | 1 | 08/13/2014 | Customer Dispute | Settled | $40,299.60 | $0.00 | See FINRA Report |
| Joseph E Sinchi | 2551769 | 1 | 08/01/2014 | Customer Dispute | Settled | $6,658.47 | $0.00 | See FINRA Report |