Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citizens Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Samia Tony Elias | 6202984 | 1 | 07/01/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Edward Joseph Walsh | 2498259 | 2 | 11/14/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Edward Joseph Walsh | 2498259 | 2 | 11/14/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Benjamin Holloway | 6573425 | 1 | 08/16/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Carlor | 6181686 | 2 | 10/06/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brian R Shreve | 5847264 | 1 | 11/28/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Walter Finlay | 5676755 | 1 | 12/09/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brandon Joseph Fasenmyer | 5664005 | 1 | 07/16/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Timothy M Ohara | 5642986 | 1 | 10/03/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Rafael A Cruz | 4659566 | 2 | 11/14/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |