Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citizens Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Edward Joseph Walsh | 2498259 | 2 | 11/14/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Edward Joseph Walsh | 2498259 | 2 | 11/14/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Benjamin Holloway | 6573425 | 1 | 08/16/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Brian R Shreve | 5847264 | 1 | 11/28/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
James Walter Finlay | 5676755 | 1 | 12/09/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Brandon Joseph Fasenmyer | 5664005 | 1 | 07/16/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Michael Craig Welch | 3060732 | 1 | 01/16/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Keith Miki Zuckerberg | 2313753 | 3 | 07/13/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Yaldez Abdel Samed | 5623606 | 1 | 08/24/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Daniel Edmund Lex | 2175797 | 1 | 06/27/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |