Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citizens Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kob Yan | 4019037 | 2 | 03/15/2010 | Customer Dispute | Award / Judgment | $100,000.00 | $0.00 | See FINRA Report |
| Peter Raymond Christie | 2331279 | 2 | 07/28/1996 | Customer Dispute | Award / Judgment | $30,000.00 | $220.00 | See FINRA Report |