Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citizens Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Sibi Madappallil Joseph | 4792225 | 1 | 12/18/2021 | Customer Dispute | Closed-No Action | $6,609.93 | $0.00 | See FINRA Report |
Thomas Baker Hayn | 4824325 | 2 | 09/09/2019 | Customer Dispute | Closed-No Action | $33,965.50 | $0.00 | See FINRA Report |
Peter Bradley Coley | 1686179 | 3 | 07/29/2013 | Customer Dispute | Closed-No Action | $7,187.52 | $0.00 | See FINRA Report |
Todd Michael Fischer | 3122170 | 8 | 09/08/2010 | Customer Dispute | Closed-No Action | $238,120.00 | $0.00 | See FINRA Report |
Peter Bradley Coley | 1686179 | 3 | 11/09/2007 | Customer Dispute | Closed-No Action | $5,500.00 | $0.00 | See FINRA Report |
Kathleen Ann Vescera | 2517422 | 1 | 05/18/2006 | Customer Dispute | Closed-No Action | $12,000.00 | $0.00 | See FINRA Report |
Joseph Alexander Gifford | 2960558 | 1 | 03/29/2005 | Customer Dispute | Closed-No Action | $370,000.00 | $0.00 | See FINRA Report |
Joseph Michael Lonobile | 1297824 | 2 | 11/24/2003 | Customer Dispute | Closed-No Action | $5,881.13 | $0.00 | See FINRA Report |
Michael William Coffey | 1237063 | 2 | 11/21/2002 | Customer Dispute | Closed-No Action | $9,879.00 | $0.00 | See FINRA Report |
Robert Edward Jean | 2025893 | 3 | 06/29/1999 | Customer Dispute | Closed-No Action | $5,400.00 | $0.00 | See FINRA Report |