Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citizens Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Yappel | 6701006 | 1 | 08/09/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Patrick George Heller | 2123083 | 1 | 03/12/2024 | Customer Dispute | Closed-No Action | $15,000.00 | $0.00 | See FINRA Report |
| Nicholas R Watne | 3135342 | 1 | 10/19/2023 | Customer Dispute | Pending | $9,950,000.00 | $0.00 | See FINRA Report |
| Andrew David MacLeod | 5672242 | 1 | 10/19/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Samia Tony Elias | 6202984 | 1 | 07/01/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Shannon D Schlatterer | 6795272 | 2 | 12/19/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Shannon D Schlatterer | 6795272 | 2 | 12/18/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Alexander Stewart Dobbs | 7299917 | 1 | 10/31/2022 | Customer Dispute | Denied | $27,483.60 | $0.00 | See FINRA Report |
| Jonathan Ross Mesok | 4837747 | 1 | 04/14/2022 | Customer Dispute | Denied | $19,920.00 | $0.00 | See FINRA Report |
| Leanna M Stum | 7573182 | 2 | 04/01/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |