Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citizens Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Shannon D Schlatterer | 6795272 | 2 | 12/19/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Shannon D Schlatterer | 6795272 | 2 | 12/18/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Alexander Stewart Dobbs | 7299917 | 1 | 10/31/2022 | Customer Dispute | Denied | $27,483.60 | $0.00 | See FINRA Report |
Jonathan Ross Mesok | 4837747 | 1 | 04/14/2022 | Customer Dispute | Denied | $19,920.00 | $0.00 | See FINRA Report |
Daniel Joseph Fradette | 6000183 | 1 | 04/08/2022 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
Howard Jeffrey Spivack | 1746929 | 1 | 01/10/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Sibi Madappallil Joseph | 4792225 | 1 | 12/18/2021 | Customer Dispute | Closed-No Action | $6,609.93 | $0.00 | See FINRA Report |
Alan David Jacobson | 5074540 | 1 | 05/03/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Samuel Osapa Yawson | 6110627 | 1 | 02/26/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Kevin C Outland | 5319445 | 3 | 12/30/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |