Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citizens Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alexander Stewart Dobbs | 7299917 | 1 | 10/31/2022 | Customer Dispute | Denied | $27,483.60 | $0.00 | See FINRA Report |
| Jonathan Ross Mesok | 4837747 | 1 | 04/14/2022 | Customer Dispute | Denied | $19,920.00 | $0.00 | See FINRA Report |
| Daniel Joseph Fradette | 6000183 | 1 | 04/08/2022 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Alan David Jacobson | 5074540 | 1 | 05/03/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Paul William Bernardi | 2020579 | 4 | 07/30/2019 | Customer Dispute | Denied | $15,760.00 | $0.00 | See FINRA Report |
| Thomas Joseph Polito | 2601033 | 1 | 05/03/2019 | Customer Dispute | Denied | $14,637.00 | $0.00 | See FINRA Report |
| Andrew Shear Neft | 3250895 | 1 | 04/08/2019 | Customer Dispute | Denied | $19,000.00 | $0.00 | See FINRA Report |
| Juan Pablo Rios | 4586563 | 2 | 01/28/2019 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
| Anthony Ata | 6623899 | 2 | 12/17/2018 | Customer Dispute | Denied | $12,329.40 | $0.00 | See FINRA Report |
| Todd Michael Fischer | 3122170 | 8 | 10/25/2017 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |