Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citizens Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patrick George Heller | 2123083 | 1 | 03/12/2024 | Customer Dispute | Closed-No Action | $15,000.00 | $0.00 | See FINRA Report |
| Nicholas R Watne | 3135342 | 1 | 10/19/2023 | Customer Dispute | Pending | $9,950,000.00 | $0.00 | See FINRA Report |
| Alexander Stewart Dobbs | 7299917 | 1 | 10/31/2022 | Customer Dispute | Denied | $27,483.60 | $0.00 | See FINRA Report |
| Jonathan Ross Mesok | 4837747 | 1 | 04/14/2022 | Customer Dispute | Denied | $19,920.00 | $0.00 | See FINRA Report |
| Sibi Madappallil Joseph | 4792225 | 1 | 12/18/2021 | Customer Dispute | Closed-No Action | $6,609.93 | $0.00 | See FINRA Report |
| Alan David Jacobson | 5074540 | 1 | 05/03/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Samuel Osapa Yawson | 6110627 | 1 | 02/26/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Francis Asugya Abanga | 5430296 | 1 | 12/09/2019 | Customer Dispute | Settled | $1,996.57 | $0.00 | See FINRA Report |
| Adam Tucker Boyce | 6195379 | 2 | 10/21/2019 | Customer Dispute | Pending | $45,068.00 | $0.00 | See FINRA Report |
| Paul William Bernardi | 2020579 | 4 | 07/30/2019 | Customer Dispute | Denied | $15,760.00 | $0.00 | See FINRA Report |