Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citizens Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Shannon D Schlatterer | 6795272 | 2 | 12/19/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Shannon D Schlatterer | 6795272 | 2 | 12/18/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Aaron Maurice Frank | 6599906 | 2 | 05/15/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shawn Richard Swartz | 2831044 | 1 | 01/15/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Angela Barrett | 6662417 | 3 | 12/31/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Aaron Maurice Frank | 6599906 | 2 | 10/29/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Angela Barrett | 6662417 | 3 | 10/29/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Shanari Williams | 5987520 | 1 | 08/31/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Angela Barrett | 6662417 | 3 | 06/28/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Renna Andrade | 2097143 | 1 | 04/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |