Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citizens Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Christopher Yappel | 6701006 | 1 | 08/09/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Nicholas R Watne | 3135342 | 1 | 10/19/2023 | Customer Dispute | Pending | $9,950,000.00 | $0.00 | See FINRA Report |
Shannon D Schlatterer | 6795272 | 2 | 12/19/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Shannon D Schlatterer | 6795272 | 2 | 12/18/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Adam Tucker Boyce | 6195379 | 2 | 10/21/2019 | Customer Dispute | Pending | $45,068.00 | $0.00 | See FINRA Report |
Adam Tucker Boyce | 6195379 | 2 | 06/09/2019 | Customer Dispute | Pending | $26,851.00 | $0.00 | See FINRA Report |
Robyn Elizabeth Carr | 6702824 | 6 | 11/01/2017 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Robyn Elizabeth Carr | 6702824 | 6 | 07/03/2017 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Robyn Elizabeth Carr | 6702824 | 6 | 07/03/2017 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Robyn Elizabeth Carr | 6702824 | 6 | 07/01/2017 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |