Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citizens Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Shannon D Schlatterer | 6795272 | 2 | 12/19/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Shannon D Schlatterer | 6795272 | 2 | 12/18/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Glen MacKenzie Dowden | 5217538 | 1 | 02/24/2020 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Shawn Richard Swartz | 2831044 | 1 | 01/15/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Angela Barrett | 6662417 | 3 | 12/31/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Angela Barrett | 6662417 | 3 | 10/29/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Adam Tucker Boyce | 6195379 | 2 | 10/21/2019 | Customer Dispute | Pending | $45,068.00 | $0.00 | See FINRA Report |
| Angela Barrett | 6662417 | 3 | 06/28/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Adam Tucker Boyce | 6195379 | 2 | 06/09/2019 | Customer Dispute | Pending | $26,851.00 | $0.00 | See FINRA Report |
| Robyn Elizabeth Carr | 6702824 | 6 | 11/01/2017 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |