Our Staff has compiled our research into a database of FINRA Broker Disclosures for Citizens Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sean Christopher Noonan | 3191529 | 1 | 05/25/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Anthony Bethea | 6688695 | 1 | 04/28/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Joseph Alessi | 3063640 | 1 | 11/04/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Anthony Ata | 6623899 | 2 | 03/25/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dion Lika | 6623888 | 1 | 04/03/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Andrew W. Booth | 6216220 | 1 | 03/15/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alexander L Colon | 6795714 | 2 | 10/10/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Drew Anthony Gormley | 6938450 | 1 | 04/28/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Zachary Alden Brinkley | 4954122 | 1 | 06/08/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Amy McGowan | 4853140 | 1 | 12/26/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |