Our Staff has compiled our research into a database of FINRA Broker Disclosures for Western International Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Howard Case | 1235220 | 1 | 03/25/2024 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Walter Allan Huber | 1760163 | 3 | 11/20/2023 | Customer Dispute | Withdrawn | $50,000.00 | $0.00 | See FINRA Report |
| Arthur Brian Chalekian | 2894882 | 3 | 10/08/2008 | Customer Dispute | Withdrawn | $18,565.00 | $0.00 | See FINRA Report |