Our Staff has compiled our research into a database of FINRA Broker Disclosures for Western International Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gilbert Good | 225021 | 5 | 06/23/2014 | Customer Dispute | Closed-No Action | $6,825.00 | $0.00 | See FINRA Report |
| Yvette Sanchez Amaro | 2127890 | 4 | 06/18/2010 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |
| Kenneth David Eversfield | 4176227 | 2 | 02/10/2009 | Customer Dispute | Closed-No Action | $225,000.00 | $0.00 | See FINRA Report |
| Norma Manlapaz Cunanan | 2986369 | 4 | 04/14/2008 | Customer Dispute | Closed-No Action | $14,346.40 | $0.00 | See FINRA Report |
| Linda Jane Oleson | 1789629 | 4 | 05/07/2007 | Customer Dispute | Closed-No Action | $200,000.00 | $0.00 | See FINRA Report |
| Flavia Dolores Lo Coco | 4845948 | 3 | 08/07/2006 | Customer Dispute | Closed-No Action | $2,547.00 | $0.00 | See FINRA Report |
| Timothy Podell | 2691011 | 4 | 07/07/2006 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Timothy Podell | 2691011 | 4 | 04/06/2005 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Russell Wayne Ketron | 268772 | 4 | 02/23/2005 | Customer Dispute | Closed-No Action | $17,000.00 | $0.00 | See FINRA Report |
| Gray von Adelung | 1719033 | 1 | 07/20/2003 | Customer Dispute | Closed-No Action | $500,000.00 | $0.00 | See FINRA Report |