Our Staff has compiled our research into a database of FINRA Broker Disclosures for Western International Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Heath Gary Goldstein | 2147679 | 12 | 08/15/2022 | Customer Dispute | Denied | $400,000.00 | $0.00 | See FINRA Report |
| Patrick Michael Egan | 2973478 | 2 | 07/12/2022 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Alex Boyd Mathis | 2235598 | 4 | 05/23/2022 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Mark Anton Baksic | 5749934 | 1 | 01/04/2022 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Annette Vigil | 2097289 | 3 | 08/03/2021 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Shomir Mukherjee | 4121898 | 3 | 06/22/2021 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Avraham Isaac Ziv | 2749711 | 1 | 11/04/2020 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Peter Benedict Steege | 1060713 | 21 | 09/24/2020 | Customer Dispute | Denied | $61,501.10 | $0.00 | See FINRA Report |
| Mark Katz | 3055019 | 3 | 02/18/2020 | Customer Dispute | Denied | $357,000.00 | $0.00 | See FINRA Report |
| Steven Farley Richards | 1484496 | 3 | 08/13/2019 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |