Our Staff has compiled our research into a database of FINRA Broker Disclosures for Western International Securities, Inc.. Search or filter the database to find more about a specific broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Cheryl Ann Pedone-Gwartney | 2149856 | 1 | 06/10/2024 | Customer Dispute | Denied | $80,000.00 | $0.00 | See FINRA Report |
| Gaylord Wesley Rohloff | 1542216 | 10 | 05/28/2024 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Toni Lynn Iannarelli | 1193641 | 1 | 05/01/2023 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jeffrey Dwight Brandeen | 2894744 | 6 | 12/08/2022 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
| Annette Vigil | 2097289 | 4 | 08/03/2021 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Shomir Mukherjee | 4121898 | 4 | 06/22/2021 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Avraham Isaac Ziv | 2749711 | 1 | 11/04/2020 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Mark Katz | 3055019 | 4 | 02/18/2020 | Customer Dispute | Denied | $357,000.00 | $0.00 | See FINRA Report |
| Steven Farley Richards | 1484496 | 3 | 08/13/2019 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Alex Boyd Mathis | 2235598 | 5 | 05/17/2018 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |