Our Staff has compiled our research into a database of FINRA Broker Disclosures for Western International Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Louie Rivera | 6741082 | 2 | 03/30/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kerry M. Moy | 1295255 | 7 | 02/25/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brett Stephen Briggs | 1226255 | 10 | 11/17/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Carissa Daughtry | 5726849 | 1 | 01/03/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Pauline Frew | 5849464 | 3 | 12/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Pauline Frew | 5849464 | 3 | 08/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Pauline Frew | 5849464 | 3 | 08/24/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Silkia Yahira Morales-Santiago | 6009820 | 1 | 10/31/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mary Terese Daniel | 4539009 | 2 | 10/25/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rodney Joseph Viloria | 2476786 | 3 | 02/26/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |