Our Staff has compiled our research into a database of FINRA Broker Disclosures for Western International Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nancy Ellen Cole | 2900724 | 3 | 06/15/2022 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Steven R Graham | 1977736 | 3 | 06/15/2022 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick Michael Egan | 2973478 | 5 | 06/15/2022 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Brian Swan | 1698430 | 9 | 06/15/2022 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Andy Ravi Gitipityapon | 4092978 | 3 | 06/15/2022 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Kerry M Moy | 1295255 | 4 | 02/25/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Pauline Frew | 5849464 | 3 | 12/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Pauline Frew | 5849464 | 3 | 08/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Pauline Frew | 5849464 | 3 | 08/24/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mary Terese Daniel | 4539009 | 2 | 10/25/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |