Our Staff has compiled our research into a database of FINRA Broker Disclosures for Western International Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Heath Gary Goldstein | 2147679 | 12 | 01/05/2023 | Customer Dispute | Pending | $172,800.00 | $0.00 | See FINRA Report |
| Hagop Jack Nalbandian | 2921246 | 6 | 12/23/2022 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Larry D. Burton | 4297802 | 2 | 12/15/2022 | Customer Dispute | Pending | $130,000.00 | $0.00 | See FINRA Report |
| Heath Gary Goldstein | 2147679 | 12 | 12/06/2022 | Customer Dispute | Pending | $20,000.00 | $0.00 | See FINRA Report |
| David Wayne Karin | 2486154 | 3 | 11/23/2022 | Customer Dispute | Pending | $1,220,000.00 | $0.00 | See FINRA Report |
| Heath Gary Goldstein | 2147679 | 12 | 11/15/2022 | Customer Dispute | Pending | $288,280.00 | $0.00 | See FINRA Report |
| Robert Israel Kully | 3212528 | 3 | 11/08/2022 | Customer Dispute | Pending | $400,000.00 | $0.00 | See FINRA Report |
| Fariba Zehtabian Madison | 1178259 | 5 | 11/03/2022 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Bradley Clifford Kaiser | 2523397 | 5 | 10/31/2022 | Customer Dispute | Pending | $2,453,940.00 | $0.00 | See FINRA Report |
| Rodney Joseph Viloria | 2476786 | 3 | 10/31/2022 | Customer Dispute | Pending | $2,453,940.00 | $0.00 | See FINRA Report |