Our Staff has compiled our research into a database of FINRA Broker Disclosures for Western International Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Joseph Perrone | 703726 | 1 | 06/24/2016 | Customer Dispute | Award / Judgment | $3,000,000.00 | $1,758,000.00 | See FINRA Report |
| Lorraine Dipaolo | 68468 | 1 | 08/01/2014 | Customer Dispute | Award / Judgment | $118,575.00 | $96,250.60 | See FINRA Report |
| Robert Vincent Sessa | 1026924 | 5 | 05/08/2014 | Customer Dispute | Award / Judgment | $0.00 | $165,000.00 | See FINRA Report |
| Kenneth David Eversfield | 4176227 | 2 | 12/03/2010 | Customer Dispute | Award / Judgment | $51,807.40 | $35,513.00 | See FINRA Report |
| James Edward Biddle | 21083 | 1 | 08/20/2009 | Customer Dispute | Award / Judgment | $200,000.00 | $35,043.00 | See FINRA Report |
| Clifford Newton Gamble | 2539401 | 15 | 07/31/2009 | Customer Dispute | Award / Judgment | $319,000.00 | $127,106.00 | See FINRA Report |
| Grace Greer St. Clair | 2675255 | 2 | 10/16/2006 | Customer Dispute | Award / Judgment | $5,800,000.00 | $477,867.00 | See FINRA Report |
| Vedran Joseph Nazor | 1001006 | 3 | 12/21/2005 | Customer Dispute | Award / Judgment | $25,000.00 | $4,000.00 | See FINRA Report |
| Ernest Bernard Arnold | 1754119 | 3 | 06/21/1999 | Customer Dispute | Award / Judgment | $291,600.00 | $291,600.00 | See FINRA Report |
| James Clayton Lee | 2530066 | 1 | 04/13/1999 | Customer Dispute | Award / Judgment | $25,000.00 | $75,000.00 | See FINRA Report |