Our Staff has compiled our research into a database of FINRA Broker Disclosures for Western International Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bradley Clifford Kaiser | 2523397 | 5 | 02/16/2022 | Customer Dispute | Settled | $16,440,200.00 | $0.00 | See FINRA Report |
| Karen Tran Chung | 4158413 | 1 | 02/16/2022 | Customer Dispute | Settled | $16,440,200.00 | $0.00 | See FINRA Report |
| Donald Michael Bizub | 1600090 | 2 | 02/16/2022 | Customer Dispute | Settled | $16,440,200.00 | $0.00 | See FINRA Report |
| Krikor Demirjian | 4212275 | 5 | 12/29/2021 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Bradley Clifford Kaiser | 2523397 | 5 | 12/29/2021 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Donald Michael Bizub | 1600090 | 2 | 12/29/2021 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Hagop Jack Nalbandian | 2921246 | 6 | 12/29/2021 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Robert Sileo | 2534740 | 1 | 07/08/2021 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Lyndon Alphonso Grey | 1789083 | 3 | 07/06/2021 | Customer Dispute | Settled | $100,001.00 | $0.00 | See FINRA Report |
| Christopher John Browning | 4786391 | 2 | 04/05/2021 | Customer Dispute | Settled | $46,716.20 | $0.00 | See FINRA Report |