Our Staff has compiled our research into a database of FINRA Broker Disclosures for Western International Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Dean Glienke | 5502866 | 2 | 09/11/2024 | Customer Dispute | Pending | $200,000.00 | $0.00 | See FINRA Report |
| David Wayne Karin | 2486154 | 6 | 08/29/2024 | Customer Dispute | Pending | $40,000.00 | $0.00 | See FINRA Report |
| David Wayne Karin | 2486154 | 6 | 08/29/2024 | Customer Dispute | Pending | $200,000.00 | $0.00 | See FINRA Report |
| Gaylord Wesley Rohloff | 1542216 | 10 | 07/31/2024 | Customer Dispute | Pending | $350,000.00 | $0.00 | See FINRA Report |
| Hiroshi Mizutani | 3259903 | 1 | 07/30/2024 | Customer Dispute | Pending | $200,000.00 | $0.00 | See FINRA Report |
| Hagop Jack Nalbandian | 2921246 | 8 | 07/11/2024 | Customer Dispute | Pending | $37,000.00 | $0.00 | See FINRA Report |
| Cedric Levye | 5495885 | 2 | 07/01/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Cheryl Ann Pedone-Gwartney | 2149856 | 1 | 06/10/2024 | Customer Dispute | Denied | $80,000.00 | $0.00 | See FINRA Report |
| Gaylord Wesley Rohloff | 1542216 | 10 | 05/28/2024 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Gaylord Wesley Rohloff | 1542216 | 10 | 05/23/2024 | Customer Dispute | Settled | $9,000.00 | $0.00 | See FINRA Report |