Our Staff has compiled our research into a database of FINRA Broker Disclosures for Western International Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Letitia Anne Garner | 6591669 | 1 | 11/18/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jose Orlando Castillo | 5507723 | 2 | 09/07/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Eric Daniel Silvestre | 3171573 | 3 | 08/14/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Timothy Podell | 2691011 | 4 | 06/04/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kerry M Moy | 1295255 | 4 | 05/17/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jessie Chen | 5418844 | 1 | 05/17/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Hsien Lin | 3131802 | 1 | 09/24/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Driscoll | 5766256 | 1 | 02/09/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Felix Bodovitz | 1197656 | 1 | 12/14/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jorey T Bernstein | 1808647 | 2 | 12/09/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |