Our Staff has compiled our research into a database of FINRA Broker Disclosures for Western International Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Oswaldo Horacio Ramos | 2572345 | 1 | 08/18/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Annette Vigil | 2097289 | 3 | 07/20/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Grace Greer St. Clair | 2675255 | 2 | 12/17/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Heath Gary Goldstein | 2147679 | 12 | 09/13/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Brock Whitson | 3178318 | 9 | 07/21/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James York Bacigalupi | 1344914 | 6 | 08/29/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Heath Gary Goldstein | 2147679 | 12 | 06/06/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Brock Whitson | 3178318 | 9 | 01/29/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gregory Paul Holmes | 1851743 | 3 | 01/24/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Brock Whitson | 3178318 | 9 | 12/27/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |