Our Staff has compiled our research into a database of FINRA Broker Disclosures for Western International Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Cedric Levye | 5495885 | 2 | 07/01/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Parviz Paul Pourfarid | 2112613 | 3 | 10/24/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Patrick McGrath | 1251254 | 11 | 06/27/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Annette Vigil | 2097289 | 4 | 03/02/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lyndon Alphonso Grey | 1789083 | 4 | 01/20/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Annette Vigil | 2097289 | 4 | 07/20/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Grace Greer St. Clair | 2675255 | 2 | 12/17/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James York Bacigalupi | 1344914 | 7 | 01/05/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Brock Whitson | 3178318 | 7 | 07/21/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James York Bacigalupi | 1344914 | 7 | 08/29/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |