Our Staff has compiled our research into a database of FINRA Broker Disclosures for R. F. Lafferty & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Mitchell Halperin | 2938987 | 2 | 11/14/2018 | Customer Dispute | Withdrawn | $216,732.00 | $0.00 | See FINRA Report |
| Henry Hackel | 232894 | 1 | 12/23/2013 | Customer Dispute | Withdrawn | $376,204.00 | $0.00 | See FINRA Report |