Our Staff has compiled our research into a database of FINRA Broker Disclosures for R. F. Lafferty & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard John Belz | 1140219 | 11 | 07/06/2022 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
| Richard John Belz | 1140219 | 11 | 02/04/2022 | Customer Dispute | Settled | $95,000.00 | $0.00 | See FINRA Report |
| David Mitchell Halperin | 2938987 | 2 | 11/14/2018 | Customer Dispute | Withdrawn | $216,732.00 | $0.00 | See FINRA Report |
| David Mitchell Halperin | 2938987 | 2 | 05/17/2018 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| William Terrence Behrens | 1982142 | 1 | 04/17/2017 | Customer Dispute | Settled | $189,000.00 | $0.00 | See FINRA Report |
| Athanasios Tomaras | 2722538 | 8 | 10/18/2016 | Customer Dispute | Settled | $189,000.00 | $0.00 | See FINRA Report |
| Athanasios Tomaras | 2722538 | 8 | 04/27/2015 | Customer Dispute | Settled | $63,874.10 | $0.00 | See FINRA Report |
| Henry Hackel | 232894 | 1 | 12/23/2013 | Customer Dispute | Withdrawn | $376,204.00 | $0.00 | See FINRA Report |
| Athanasios Tomaras | 2722538 | 8 | 04/30/2013 | Customer Dispute | Settled | $569,300.00 | $0.00 | See FINRA Report |
| Richard Hunt Crockett | 1209667 | 2 | 03/18/2013 | Customer Dispute | Settled | $140,369.00 | $0.00 | See FINRA Report |