Our Staff has compiled our research into a database of FINRA Broker Disclosures for R. F. Lafferty & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Stephen S Suslow | 440234 | 2 | 08/23/1982 | Customer Dispute | Award / Judgment | $70,000.00 | $21,100.00 | See FINRA Report |
Stephen S Suslow | 440234 | 2 | 02/01/1982 | Customer Dispute | Award / Judgment | $16,663.70 | $5,492.15 | See FINRA Report |