Our Staff has compiled our research into a database of FINRA Broker Disclosures for R. F. Lafferty & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
James M McCrory | 4140943 | 2 | 05/25/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Irene Margaret Sullivan | 1271612 | 9 | 09/27/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |