Our Staff has compiled our research into a database of FINRA Broker Disclosures for R. F. Lafferty & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Athanasios Tomaras | 2722538 | 8 | 09/07/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Athanasios Tomaras | 2722538 | 8 | 04/16/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Hunt Crockett | 1209667 | 2 | 04/03/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Athanasios Tomaras | 2722538 | 8 | 08/03/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard John Belz | 1140219 | 11 | 03/03/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Alejandro Pedroza | 2326925 | 1 | 02/19/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Edward Stewart Byrne | 2092860 | 1 | 08/04/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Marco Anthony Casale | 1663936 | 8 | 06/17/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Alan Weiss | 2009858 | 6 | 06/16/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Alan Weiss | 2009858 | 6 | 08/13/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |