Our Staff has compiled our research into a database of FINRA Broker Disclosures for R. F. Lafferty & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Athanasios Tomaras | 2722538 | 8 | 03/23/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
James M McCrory | 4140943 | 2 | 02/09/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Michael Neal Wolloch | 1634066 | 1 | 10/10/2008 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
Athanasios Tomaras | 2722538 | 8 | 05/18/2005 | Customer Dispute | Denied | $17,000.00 | $0.00 | See FINRA Report |
William Ambrose Dipenice | 1005628 | 2 | 03/21/2003 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
Marco Anthony Casale | 1663936 | 8 | 04/17/2000 | Customer Dispute | Denied | $475,000.00 | $0.00 | See FINRA Report |