Our Staff has compiled our research into a database of FINRA Broker Disclosures for R. F. Lafferty & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Peter Winnick | 1231709 | 1 | 02/23/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Irene Margaret Sullivan | 1271612 | 9 | 06/30/1987 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |