Our Staff has compiled our research into a database of FINRA Broker Disclosures for R. F. Lafferty & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard John Belz | 1140219 | 11 | 03/16/2005 | Customer Dispute | Closed-No Action | $40,000.00 | $0.00 | See FINRA Report |
| Marco Anthony Casale | 1663936 | 8 | 10/30/2000 | Customer Dispute | Closed-No Action | $6,000.00 | $0.00 | See FINRA Report |
| Alan Weiss | 2009858 | 6 | 11/19/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Marco Anthony Casale | 1663936 | 8 | 09/18/1998 | Customer Dispute | Closed-No Action | $72,000.00 | $0.00 | See FINRA Report |
| Marco Anthony Casale | 1663936 | 8 | 08/24/1998 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Marco Anthony Casale | 1663936 | 8 | 10/02/1997 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |