Our Staff has compiled our research into a database of FINRA Broker Disclosures for R. F. Lafferty & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Irene Margaret Sullivan | 1271612 | 9 | 08/13/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Irene Margaret Sullivan | 1271612 | 9 | 06/12/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Irene Margaret Sullivan | 1271612 | 9 | 06/02/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Irene Margaret Sullivan | 1271612 | 9 | 02/10/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Irene Margaret Sullivan | 1271612 | 9 | 10/30/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Irene Margaret Sullivan | 1271612 | 9 | 09/15/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Irene Margaret Sullivan | 1271612 | 9 | 07/22/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |