Our Staff has compiled our research into a database of FINRA Broker Disclosures for R. F. Lafferty & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard John Belz | 1140219 | 11 | 07/06/2022 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
| Richard John Belz | 1140219 | 11 | 02/04/2022 | Customer Dispute | Settled | $95,000.00 | $0.00 | See FINRA Report |
| Athanasios Tomaras | 2722538 | 8 | 09/07/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Irene Margaret Sullivan | 1271612 | 9 | 08/13/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Athanasios Tomaras | 2722538 | 8 | 04/16/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Mitchell Halperin | 2938987 | 2 | 11/14/2018 | Customer Dispute | Withdrawn | $216,732.00 | $0.00 | See FINRA Report |
| Irene Margaret Sullivan | 1271612 | 9 | 06/12/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Mitchell Halperin | 2938987 | 2 | 05/17/2018 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Richard Hunt Crockett | 1209667 | 2 | 04/03/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Irene Margaret Sullivan | 1271612 | 9 | 06/02/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |