Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Todd Mercer | 2270311 | 3 | 02/08/2022 | Customer Dispute | Withdrawn | $750,000.00 | $0.00 | See FINRA Report |
| John David Monroe | 2145151 | 2 | 03/22/2011 | Customer Dispute | Withdrawn | $75,000.00 | $0.00 | See FINRA Report |