Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joel Randy Freedman | 1260557 | 3 | 01/24/2024 | Customer Dispute | Settled | $1,431,590.00 | $0.00 | See FINRA Report |
| Philip Edgar Noble | 1157304 | 2 | 11/15/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Luigi Edward Mancusi | 2193040 | 7 | 11/17/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Andrew Joseph Leblanc | 2607117 | 6 | 06/08/2017 | Customer Dispute | Settled | $8,000,000.00 | $0.00 | See FINRA Report |
| Luigi Edward Mancusi | 2193040 | 7 | 07/29/2015 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Luigi Edward Mancusi | 2193040 | 7 | 07/18/2013 | Customer Dispute | Settled | $322,000.00 | $0.00 | See FINRA Report |
| Richard Reyle | 2308785 | 3 | 12/04/2012 | Customer Dispute | Settled | $3,000,000.00 | $0.00 | See FINRA Report |
| Gerald G Spitzer | 2257827 | 2 | 12/04/2012 | Customer Dispute | Settled | $3,000,000.00 | $0.00 | See FINRA Report |
| Marlen Lopez | 4513127 | 1 | 06/15/2012 | Customer Dispute | Settled | $24,228.10 | $0.00 | See FINRA Report |
| Valerie J Morgan | 1714612 | 1 | 04/30/2012 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |