Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Glen David Strauss | 1230745 | 2 | 08/12/2009 | Customer Dispute | Award / Judgment | $1,670,000.00 | $0.00 | See FINRA Report |
| Todd Mercer | 2270311 | 3 | 11/22/2000 | Customer Dispute | Award / Judgment | $175,086.00 | $77,531.00 | See FINRA Report |
| Glen David Strauss | 1230745 | 2 | 10/13/1993 | Customer Dispute | Award / Judgment | $72,000.00 | $18,500.00 | See FINRA Report |