Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew Joseph Leblanc | 2607117 | 6 | 08/30/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Joseph Leblanc | 2607117 | 6 | 02/16/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Joseph Leblanc | 2607117 | 6 | 10/28/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Randall Lee Bliss | 1311866 | 1 | 08/05/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Luigi Edward Mancusi | 2193040 | 7 | 10/27/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Cody Miller | 2937577 | 3 | 11/19/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Cody Miller | 2937577 | 3 | 04/10/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Bruce Wayne Gaylord | 1221971 | 2 | 03/03/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joel Randy Freedman | 1260557 | 3 | 05/08/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |