Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Luis Antonio Fuentes | 215410 | 3 | 05/31/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Luis Antonio Fuentes | 215410 | 3 | 10/23/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Luis Antonio Fuentes | 215410 | 3 | 10/10/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |