Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Andrew Joseph Leblanc | 2607117 | 6 | 08/30/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Andrew Joseph Leblanc | 2607117 | 6 | 02/16/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Andrew Joseph Leblanc | 2607117 | 6 | 10/28/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Randall Lee Bliss | 1311866 | 1 | 08/05/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Crystal Jamieson | 5109246 | 3 | 10/21/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Luigi Edward Mancusi | 2193040 | 7 | 10/27/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Crystal Jamieson | 5109246 | 3 | 01/20/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
John Cody Miller | 2937577 | 3 | 11/19/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Crystal Jamieson | 5109246 | 3 | 09/25/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
John Cody Miller | 2937577 | 3 | 04/10/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |