Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joel Randy Freedman | 1260557 | 3 | 03/14/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Eric Alexander Cardenas | 4972436 | 1 | 03/29/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Todd Mercer | 2270311 | 3 | 12/06/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Johnathan Rankin | 5149316 | 3 | 09/18/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |