Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Claybourn Frakes | 2045294 | 3 | 01/30/2012 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Roy Maxwell Alvis, Jr | 1919595 | 1 | 03/31/2008 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |