Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Chad Robert Keller | 4631248 | 1 | 02/13/2024 | Customer Dispute | Denied | $47,500.00 | $0.00 | See FINRA Report |
| Joel Randy Freedman | 1260557 | 3 | 01/24/2024 | Customer Dispute | Settled | $1,431,590.00 | $0.00 | See FINRA Report |
| William A Schellenberg | 2376086 | 3 | 08/18/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Randolph Edwin Daniels | 6104458 | 1 | 10/19/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Todd Mercer | 2270311 | 3 | 02/08/2022 | Customer Dispute | Withdrawn | $750,000.00 | $0.00 | See FINRA Report |
| Eunice E Flores | 5481336 | 1 | 01/14/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Luigi Edward Mancusi | 2193040 | 7 | 09/19/2019 | Customer Dispute | Closed-No Action | $90,000.00 | $0.00 | See FINRA Report |
| Philip Edgar Noble | 1157304 | 2 | 11/15/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Dustin P Cali | 5721168 | 3 | 12/01/2017 | Customer Dispute | Denied | $18,480.00 | $0.00 | See FINRA Report |
| Luigi Edward Mancusi | 2193040 | 7 | 11/17/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |