Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Chad Robert Keller | 4631248 | 1 | 02/13/2024 | Customer Dispute | Denied | $47,500.00 | $0.00 | See FINRA Report |
| William A Schellenberg | 2376086 | 3 | 08/18/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Randolph Edwin Daniels | 6104458 | 1 | 10/19/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Eunice E Flores | 5481336 | 1 | 01/14/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dustin P Cali | 5721168 | 3 | 12/01/2017 | Customer Dispute | Denied | $18,480.00 | $0.00 | See FINRA Report |
| Johnathan Rankin | 5149316 | 3 | 11/08/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andrew Joseph Leblanc | 2607117 | 6 | 06/15/2017 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Erasmo Salinas | 4514162 | 1 | 05/23/2017 | Customer Dispute | Denied | $350,000.00 | $0.00 | See FINRA Report |
| Florentino Esteban Chapa | 4763953 | 1 | 05/23/2017 | Customer Dispute | Denied | $350,000.00 | $0.00 | See FINRA Report |
| Dustin P Cali | 5721168 | 3 | 12/07/2016 | Customer Dispute | Denied | $17,910.70 | $0.00 | See FINRA Report |