Our Staff has compiled our research into a database of FINRA Broker Disclosures for D.A. Davidson & Co.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dave Richard Jones, IV | 4624577 | 2 | 12/15/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Ryan David Meeks | 6134757 | 2 | 01/14/2022 | Customer Dispute | Pending | $2,120,730.00 | $0.00 | See FINRA Report |
| Megan Marie Phillips | 5717234 | 1 | 04/05/2020 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Theodore Nelson Rich | 2293736 | 2 | 04/05/2020 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Rick Bradford Coad | 1564508 | 1 | 12/21/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Dory Leslie Alvarenga | 4521975 | 2 | 05/02/2017 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |