Our Staff has compiled our research into a database of FINRA Broker Disclosures for D.A. Davidson & Co.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Shane Sevcik | 5597558 | 2 | 07/12/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Campopiano | 4357852 | 3 | 07/12/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Summer Elizabeth Odin | 6268766 | 1 | 04/16/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Anastasia Gerasimova | 6386802 | 1 | 05/30/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Matt J Summerville | 3076163 | 1 | 10/26/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Fred Eugene Krepps | 4408263 | 2 | 10/04/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeffery Chunchieh Lu | 2711833 | 1 | 09/17/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Dave Richard Jones, IV | 4624577 | 3 | 06/18/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Janae McKee Galvis | 5399967 | 1 | 03/21/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jake Eugene McKee | 4777069 | 1 | 03/21/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |