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FINRA Broker Disclosures for D.A. Davidson & Co.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for D.A. Davidson & Co.. Search or filter the database to find more about a specific broker.

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Displaying 5 out of 5 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Gregory Roy Tucker5012741004/08/2020Customer DisputeWithdrawn$1,000,000.00$0.00See FINRA Report
Warren Edward MacH818756310/01/2008Customer DisputeWithdrawn$32,000.00$0.00See FINRA Report
John Frederick Reitnouer1796658105/21/2008Customer DisputeWithdrawn$200,000.00$0.00See FINRA Report
Steven Vincent Arrigo1345186109/11/2000Customer DisputeWithdrawn$156,254.00$0.00See FINRA Report
Jeffrey John Decker1724886401/05/1998Customer DisputeWithdrawn$0.00$0.00See FINRA Report

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