Our Staff has compiled our research into a database of FINRA Broker Disclosures for D.A. Davidson & Co.. Search or filter the database to find more about a specific broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marci C Funk | 5110643 | 1 | 10/15/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Cheryl Ann Squier | 2198681 | 1 | 08/19/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Fred Eugene Krepps | 4408263 | 2 | 05/13/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark Allan Nicholson | 4340425 | 1 | 08/10/2020 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
| Schuyler E Grey | 1131933 | 5 | 04/06/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bruce Anthony Madsen | 1989171 | 1 | 09/20/2019 | Customer Dispute | Settled | $55,580.90 | $0.00 | See FINRA Report |
| Ryan David Meeks | 6134757 | 1 | 04/04/2019 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| John M Eden | 4217154 | 1 | 08/09/2018 | Customer Dispute | Settled | $7,700.00 | $0.00 | See FINRA Report |
| Steven William Stahlberg | 722167 | 5 | 07/05/2016 | Customer Dispute | Closed-No Action | $290,000.00 | $0.00 | See FINRA Report |
| Gary Raye Kurtz | 2621417 | 1 | 09/25/2015 | Customer Dispute | Denied | $26,576.00 | $0.00 | See FINRA Report |