Our Staff has compiled our research into a database of FINRA Broker Disclosures for D.A. Davidson & Co.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ryan David Meeks | 6134757 | 2 | 01/14/2022 | Customer Dispute | Pending | $2,120,730.00 | $0.00 | See FINRA Report |
| Marci C Funk | 5110643 | 1 | 10/15/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Cheryl Ann Squier | 2198681 | 1 | 08/19/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Fred Eugene Krepps | 4408263 | 2 | 05/13/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Scott Allan Sideras | 1050462 | 3 | 09/18/2020 | Customer Dispute | Settled | $10,962.60 | $0.00 | See FINRA Report |
| Mark Allan Nicholson | 4340425 | 1 | 08/10/2020 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
| Gregory Roy Tucker | 501274 | 10 | 07/07/2020 | Customer Dispute | Settled | $1,500,000.00 | $0.00 | See FINRA Report |
| Gregory Roy Tucker | 501274 | 10 | 04/08/2020 | Customer Dispute | Withdrawn | $1,000,000.00 | $0.00 | See FINRA Report |
| Megan Marie Phillips | 5717234 | 1 | 04/05/2020 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Theodore Nelson Rich | 2293736 | 2 | 04/05/2020 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |