Our Staff has compiled our research into a database of FINRA Broker Disclosures for D.A. Davidson & Co.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kallie Tinsen | 5788864 | 1 | 09/03/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dave Richard Jones, IV | 4624577 | 3 | 04/16/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dory Leslie Alvarenga | 4521975 | 2 | 04/09/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Leon Joseph Green | 6750630 | 1 | 10/26/2023 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Campopiano | 4357852 | 3 | 04/10/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy Edward Monfort | 1981377 | 1 | 03/31/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dave Richard Jones, IV | 4624577 | 3 | 12/15/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Shane Sevcik | 5597558 | 2 | 10/18/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Campopiano | 4357852 | 3 | 03/15/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Marci C Funk | 5110643 | 1 | 10/15/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |