Our Staff has compiled our research into a database of FINRA Broker Disclosures for D.A. Davidson & Co.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dave Richard Jones, IV | 4624577 | 2 | 12/15/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Robert Shane Sevcik | 5597558 | 2 | 10/18/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Campopiano | 4357852 | 2 | 03/15/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan David Meeks | 6134757 | 2 | 01/14/2022 | Customer Dispute | Pending | $2,120,730.00 | $0.00 | See FINRA Report |
| Gregory Michael Thornton | 4909863 | 1 | 11/22/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marci C Funk | 5110643 | 1 | 10/15/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Cheryl Ann Squier | 2198681 | 1 | 08/19/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Campopiano | 4357852 | 2 | 07/12/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Shane Sevcik | 5597558 | 2 | 07/12/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Fred Eugene Krepps | 4408263 | 2 | 05/13/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |