Our Staff has compiled our research into a database of FINRA Broker Disclosures for D.A. Davidson & Co.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Fred Eugene Krepps | 4408263 | 2 | 05/13/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Scott Allan Sideras | 1050462 | 3 | 09/18/2020 | Customer Dispute | Settled | $10,962.60 | $0.00 | See FINRA Report |
| Mark Allan Nicholson | 4340425 | 1 | 08/10/2020 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
| Gregory Roy Tucker | 501274 | 10 | 07/07/2020 | Customer Dispute | Settled | $1,500,000.00 | $0.00 | See FINRA Report |
| Gregory Roy Tucker | 501274 | 10 | 11/19/2019 | Customer Dispute | Settled | $1,532,080.00 | $0.00 | See FINRA Report |
| Bruce Anthony Madsen | 1989171 | 1 | 09/20/2019 | Customer Dispute | Settled | $55,580.90 | $0.00 | See FINRA Report |
| John M. Eden | 4217154 | 1 | 08/09/2018 | Customer Dispute | Settled | $7,700.00 | $0.00 | See FINRA Report |
| Gregory Roy Tucker | 501274 | 10 | 11/14/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Troy William Gaul | 2223868 | 2 | 09/24/2015 | Customer Dispute | Settled | $24,562.00 | $0.00 | See FINRA Report |
| Christopher Scott Connors | 4413251 | 1 | 10/30/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |