Our Staff has compiled our research into a database of FINRA Broker Disclosures for D.A. Davidson & Co.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Fred Eugene Krepps | 4408263 | 2 | 05/13/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark Allan Nicholson | 4340425 | 1 | 08/10/2020 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
| Bruce Anthony Madsen | 1989171 | 1 | 09/20/2019 | Customer Dispute | Settled | $55,580.90 | $0.00 | See FINRA Report |
| John M Eden | 4217154 | 1 | 08/09/2018 | Customer Dispute | Settled | $7,700.00 | $0.00 | See FINRA Report |
| Troy William Gaul | 2223868 | 2 | 09/24/2015 | Customer Dispute | Settled | $24,562.00 | $0.00 | See FINRA Report |
| Christopher Scott Connors | 4413251 | 1 | 10/30/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Nathan Robert Truax | 3203882 | 1 | 08/03/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Warren Edward MacH | 818756 | 3 | 05/22/2012 | Customer Dispute | Settled | $157,000.00 | $0.00 | See FINRA Report |
| Billy T Lynch | 869230 | 2 | 04/07/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Nicholas Vreeburg | 2001887 | 7 | 07/21/2010 | Customer Dispute | Settled | $25,647.00 | $0.00 | See FINRA Report |