Our Staff has compiled our research into a database of FINRA Broker Disclosures for D.A. Davidson & Co.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory Michael Thornton | 4909863 | 1 | 11/22/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Justin McCray | 7496890 | 1 | 02/12/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Cole Waesche | 7081122 | 1 | 02/27/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nicholas James Lyons | 6722953 | 1 | 06/17/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Chenelle Alyssa Hofman | 6638774 | 1 | 03/30/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jennifer Lynn Johnson | 6128513 | 1 | 06/09/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kirklen Andrew Meyer | 4588157 | 1 | 01/31/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Karla Ann Wastcoat | 2705393 | 1 | 09/11/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Eric Richard Pedersen | 5096373 | 2 | 08/08/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Eugene Boruch Katz | 2994755 | 1 | 11/27/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |