Our Staff has compiled our research into a database of FINRA Broker Disclosures for D.A. Davidson & Co.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory Roy Tucker | 501274 | 10 | 02/04/2016 | Customer Dispute | Award / Judgment | $2,000,000.00 | $0.00 | See FINRA Report |
| Scott Allan Sideras | 1050462 | 3 | 08/15/2011 | Customer Dispute | Award / Judgment | $100,000.00 | $329,239.00 | See FINRA Report |
| Scott Layne Hultsman | 2812372 | 1 | 05/20/2009 | Customer Dispute | Award / Judgment | $319,000.00 | $127,106.00 | See FINRA Report |
| John Lowell Waite | 1182031 | 2 | 02/05/2009 | Customer Dispute | Award / Judgment | $250,000.00 | $100,300.00 | See FINRA Report |
| Stan Howard Dreyfuss | 1137745 | 3 | 12/05/2008 | Customer Dispute | Award / Judgment | $3,000,000.00 | $340,000.00 | See FINRA Report |
| Michael Anthony Acampora | 1233579 | 6 | 03/23/2001 | Customer Dispute | Award / Judgment | $345,000.00 | $32,150.00 | See FINRA Report |
| Bradley Edward Dugdale | 1049503 | 1 | 09/14/2000 | Customer Dispute | Award / Judgment | $25,000.00 | $5,425.00 | See FINRA Report |
| Cindy Lynn Romney | 1123343 | 4 | 11/02/1994 | Customer Dispute | Award / Judgment | $20,000.00 | $16,272.00 | See FINRA Report |
| Brian John Bunkers | 1053509 | 1 | 08/07/1991 | Customer Dispute | Award / Judgment | $4,553.00 | $4,553.00 | See FINRA Report |
| Steven Alvin Housman | 251012 | 2 | 12/24/1990 | Customer Dispute | Award / Judgment | $9,338.00 | $10,650.00 | See FINRA Report |